BGC PARTNERS INC
The interdealer broker said it appointed James Cawley as chief executive officer of its swap execution facility subsidiary, BGC Derivative Markets LP.
Wells Fargo Advisors
Financial group Wells Fargo & Co’s registered broker-dealer appointed David Saleh as first vice president for investments. Saleh joins from Edward Jones where he worked in the role of financial advisor.
J SAFRA SARASIN
The deputy chief executive officer of the Swiss private bank resigned on Friday to contest legal investigations initiated against him in Germany, the bank said in a statement.
Wall Street’s industry-funded watchdog on Thursday named a long-time official, Richard Berry, as the new head of its securities arbitration unit.
Berry will replace the head of FINRA’s arbitration unit, Linda Fienberg, who retires at the end of November after 18 years in her current job.
JEFFERIES GROUP LLC
Sage Kelly, the head of the company’s healthcareinvestment banking group, is taking a leave of absence from the firm as he wages a bitter divorce battle with his estranged wife, a person familiar with the matter said on Thursday. Jefferies is a unit of Leucadia National Corp.